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NBFC REGISTRATION
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Keynotes on NBFC Registration
NBFC Registration Services
By NYAY SARTHI INDIA FILINGS
What is an NBFC?
A financial institution offering:
✓ Loans/advances
✓ Deposit acceptance* (*with RBI approval)
✓ Other banking services without a banking license
Our End-to-End NBFC Solutions:
✔ Fast-Track Registration
Average processing time: 90-120 days
RBI liaison support
✔ Documentation & Compliance
Drafting of MOA with financial objects
Preparation of key managerial personnel (KMP) documents
Net Owned Fund (NOF) certification
✔ Affordable Packages
Starting at ₹1,50,000* (*exclusive of govt. fees)
Why Choose Us?
• 120+ NBFCs successfully registered
• RBI-approved consultants
• Post-license compliance support
Special Offer: Free pre-application consultation
Launch Your NBFC with Confidence!
Understanding NBFCs in India
By NYAY SARTHI INDIA FILINGS
Definition & Legal Basis
✓ Registered under Companies Act (1956/2013)
✓ Financial services without banking license
Permitted NBFC Activities
Core Financial Services:
Asset financing
Loans/credit facilities
Hire-purchase agreements
Investment Services:
• Securities trading (stocks/bonds)
• Hedge funds management
• Peer-to-peer lending platforms
Specialized Services:
✓ Chit funds
✓ Forex exchange
✓ Insurance intermediation
Prohibited Activities (Non-NBFC)
✖ Industrial/manufacturing operations
✖ Agricultural production
✖ Real estate trading/development
✖ Goods trading (wholesale/retail)
Key Compliance Requirement:
• Minimum Net Owned Fund (NOF): ₹10 crore
• Mandatory RBI certification
NYAY SARTHI INDIA FILINGS provides:
✔ Activity-specific registration guidance
✔ RBI approval assistance
✔ NOF compliance support
Comprehensive NBFC Classification & Services
By NYAY SARTHI INDIA FILINGS
1. NBFC Types by Deposit Acceptance
A. Deposit-Taking (NBFC-D)
✓ Requires RBI approval for public deposits
✓ Stricter compliance requirements
B. Non-Deposit Taking (NBFC-ND)
• Cannot accept public deposits
• Must display “ND” suffix in name
2. Systemic Importance Classification
✓ Threshold: ₹100 crore+ assets
✓ Higher regulatory oversight
✓ Mandatory for financial stability
Our End-to-End NBFC Solutions:
✔ Registration Support
Business plan development
RBI liaison services
Net Owned Fund compliance
✔ Technology Solutions
Custom NBFC software
Fintech integration
Digital lending platforms
✔ Compliance Management
Monthly/quarterly reporting
Risk management frameworks
Why 200+ NBFCs Trust Us?
• RBI-approved consultants
• 60-day average registration time
• Post-license tech support
Comprehensive Guide to NBFC Categories in India
By NYAY SARTHI INDIA FILINGS
1. Asset Finance Companies (AFCs)
✓ Specialization: Equipment/machinery financing
✓ Coverage:
• Automotive loans
• Industrial machinery leases
• Generator/plant financing
2. Loan Companies (LCs)
• Unsecured working capital loans
• Short-term business financing
• Exclusions: Mortgage-backed lending
3. Investment Companies (ICs)
✓ Primary Activity: Securities trading
✓ Portfolio: Stocks/bonds/debt instruments
4. Core Investment Companies (CIC-ND-SI)
✓ Threshold: ₹100 crore+ assets
✓ Requirements:
– 90%+ assets in group company debt
– Mandatory equity conversion clause
5. Infrastructure Finance Companies (IFCs)
• Capital Requirement: ₹300 crore net worth
• Sector Focus: 75%+ assets in infra loans
• Credit Rating: Minimum ‘A’ grade
6. Micro Finance NBFCs (MFI-NBFCs)
✓ 85%+ assets in micro loans
✓ Priority sector focus
7. Infrastructure Debt Funds (IDF-NBFCs)
• Long-term infra project funding
• Specialized for PPP projects
Our NBFC Registration Services Include:
✔ Category-specific licensing guidance
✔ Net Owned Fund compliance
✔ RBI approval processing
Key Differences: NBFCs vs. Banks
By NYAY SARTHI INDIA FILINGS
1. Deposit Handling
✖ NBFCs: Cannot accept demand deposits (current/savings accounts)
✓ Banks: Fully licensed for all deposit types
2. Depositor Security
• NBFCs:
No DICGC insurance coverage
Higher risk for depositors
• Banks:
₹5 lakh deposit insurance per account
Regulated protection mechanisms
3. Payment Systems
✓ Banks:
Core part of payment infrastructure
Can issue cheques/drafts
✖ NBFCs:
No cheque-issuing authority
Excluded from RTGS/NEFT systems
Regulatory Implications:
→ NBFCs face lighter regulation than banks
→ Banks have stricter capital adequacy norms
Considering NBFC registration? Consult our RBI-approved experts!
Essential NBFC Registration Requirements
By NYAY SARTHI INDIA FILINGS
1. Legal Framework
✓ Registration under Companies Act (Section 3)
✓ Compliance with RBI Master Directions
2. Leadership & Capital
• Directors: 1/3 must have financial sector experience
• Minimum Net Owned Fund: ₹2 crore (unencumbered)
Special Cases:
→ NBFC-MFIs: ₹5 crore
→ IDF Sponsors: ₹3 crore + 15% CRAR
3. Financial Health Metrics
✓ Maximum 3% NPA ratio (for IDF sponsors)
✓ 3-year profitability track record (IDF requirement)
4. Operational Planning
• Mandatory 5-year business plan including:
Growth projections
Risk management framework
Capital adequacy plans
Our Tech-Driven NBFC Solutions:
✔ Automated document processing
✔ RBI application tracking
✔ CRAR/NPA monitoring tools
Why 250+ NBFCs Chose Us?
• Fastest registrations (Avg. 75 days)
• RBI-licensed consultants
• Free pre-submission audit
Launch Your NBFC Confidently!
Comprehensive NBFC Registration Guide
By NYAY SARTHI INDIA FILINGS
1. Professional Team Assembly
✓ Engage RBI-specialized:
• Chartered Accountants
• Company Secretaries
• Ex-banking professionals
2. Corporate Foundation
• Register company (₹2.5 crore recommended capital)
• Appoint RBI-experienced auditor
• Form qualified board (1/3 financial experts)
3. Capital & Compliance Setup
✓ ₹2 crore FD (minimum NOF requirement)
✓ GST registration
✓ Business plan development
4. RBI Application Process
Online submission via COSMOS portal
Physical copy submission to regional RBI office
Response to RBI queries within 15 days
5. Post-Approval Requirements
• Commence business within 6 months
• Implement risk management systems
• Monthly/quarterly reporting to RBI
Our End-to-End Services:
✔ Documentation: Application drafting & review
✔ Liaison: RBI correspondence management
✔ Tech Integration: Core banking solutions
Key Timelines:
→ 90-120 days for RBI approval
→ 7 days for company incorporation
Why 300+ NBFCs Trust Us?
• 98% first-time approval rate
• RBI-compliant business plans
• Ongoing compliance support
Start Your NBFC Journey Today!
Essential Documents for NBFC Registration
By NYAY SARTHI INDIA FILINGS
1. Corporate Documents
✓ Certified copies of:
Certificate of Incorporation
MOA & AOA (with financial objects)
2. Director/Shareholder KYC
• PAN & Aadhaar copies
• Educational/professional certificates
• Credit reports (CIBIL score ≥ 750 preferred)
3. Financial Proofs
✓ Net worth certificates (₹2 crore+ for promoters)
✓ Banker’s report on ₹2 crore FD
✓ 10-year financial sector experience proof
4. Operational Blueprints
• Underwriting model document
• Organizational hierarchy chart
• IT/cybersecurity policy
5. Compliance Documents
✓ Fair practices code
✓ Risk assessment framework
✓ KYC/AML policy
Our Value-Added Services:
✔ Document drafting & notarization
✔ Credit report analysis
✔ RBI application vetting
Fast-Track Your Registration!
Avg. processing time: 85 days with our experts
The services provided by NYAYSARTHIINIDIAFILINGS, are intended to assist clients in the preparation, drafting, and filing of documents related to Non-Governmental Organizations (NGOs), private companies, and other legal entities. Nyaysarthiindiafilings strives to ensure the accuracy and compliance of all documents prepared; however, we are not responsible for errors, omissions, or delays caused by incomplete or inaccurate information provided by clients or changes in applicable laws and regulations. Clients are advised to consult with qualified legal professionals for specific legal advice tailored to their circumstances.
By engaging our services, you acknowledge that NYAYSARTHIINIDIAFILINGS, is not liable for any direct, indirect, incidental, or consequential damages arising from the use of our services or reliance on the documents prepared. All filings and submissions are subject to review and approval by the relevant authorities, and we do not guarantee the outcome of any application or registration process.
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